Compliance Resources

5 Ways to Enhance Regulatory Compliance through Technology-Driven Solutions

Navigating the maze of rules and regulations is a challenge many businesses face. Technology has presented a solution that is both efficient and effective. In this whitepaper, BethAnne Van de Voort, Director of Product Management at SAI360, provides insights into how technology can simplify the complexities of compliance. This whitepaper, which explores how technology is reshaping the way businesses approach and manage regulatory compliance, covers: ...

5 Ways to Enhance Regulatory Compliance through Technology-Driven Solutions (PDF)

Thank you for your interest in 5 Ways to Enhance Regulatory Compliance through Technology-Driven Solutions   Download ​ ​Navigating the maze of rules and regulations is a challenge many businesses face. Technology has presented a solution that is both efficient and effective. In this whitepaper, BethAnne Van de Voort, Director of Product Management at SAI360, provides insights into how technology can simplify the complexities of ...

The ABC of GRC Software: Where to Start if You’re Starting from Scratch

Live Webinar: Thursday, September 7 1:00PM ET | 12:00PM CT | 10:00AM PT Every business – at any stage and size - needs to be prepared for risk, protect itself from vulnerabilities, and comply with the regulations within its market and geography. But the sheer volume of processes, regulations, documentation, workflows, and vulnerabilities in governance and compliance combined with the need for a strategy across ...

Your Introduction to FCA Business Resilience

The Financial Conduct Authority (FCA) defines resilience as “the ability of firms, financial market infrastructures and the financial sector as a whole to prevent, adapt and respond to, and recover and learn from operational disruption”. Ensuring the business resilience of the financial sector is crucial for consumers, firms and the broader financial markets. Significant business disruptions and the unavailability of important business services have the potential to cause ...

Your Introduction to FCA Business Resilience

The Financial Conduct Authority (FCA) defines resilience as “the ability of firms, financial market infrastructures and the financial sector as a whole to prevent, adapt and respond to, and recover and learn from operational disruption”. Ensuring the business resilience of the financial sector is crucial for consumers, firms and the broader financial markets. Significant business disruptions and the unavailability of important business services have the ...