What is a Compliance Training Maturity Model? 

A Compliance Training Maturity Model is a diagnostic tool that helps organizations assess the sophistication and integration of their training curriculum with risk management best practices. This model is particularly relevant right now, given the U.S. Department of Justice’s (DOJ) expectations for corporate compliance management. By benchmarking against best practices and DOJ guidelines, a compliance training maturity model reveals weaknesses and illustrates the value of advancing your program. Essentially, it serves as a roadmap for continuous improvement, ensuring that training efforts are compliant and contribute significantly to the organization’s overall risk management strategy.

Key Aspects of a Compliance Training Maturity Model

High-Maturity Learning Programs

High-maturity learning programs excel in mitigating people risk by aligning employee behaviors with compliance standards and corporate values. They ensure that employees understand and adhere to compliance requirements, reducing the likelihood of violations.

Integration with Risk Management

These programs are more closely integrated with overall risk management, addressing evolving risk profiles and market expectations, including Environmental, Social, and Governance (ESG) objectives. This integration ensures compliance training is not a standalone activity but a core component of the organization’s risk management strategy.

Actionable Data and Impact

Advanced models accrue actionable data above and beyond training completion rates. They also showcase the impact of training on compliance and business operations, providing insights into how well employees are internalizing compliance principles and applying them in their work.

Why Use a Compliance Training Maturity Model?

By using a compliance training maturity model, organizations can identify weaknesses in their training programs and make informed decisions to enhance their effectiveness. This tool helps ensure that compliance training is not only comprehensive but also impactful, contributing to the organization’s overall risk management strategy.

Let’s Start a Conversation

Schedule a virtual coffee with a team member. Learn more about SAI360’s Compliance Training Maturity Model here.