Banking and Financial Services

Banks and financial institutions face increasing regulatory pressure, operational complexity, and scrutiny from global stakeholders. SAI360 helps manage non-financial risk, ensure compliance with standards like Basel III and FFIEC, and strengthen internal controls—within a single, scalable GRC platform.

Integrated risk management solutions used by
over 300 Financial Services organizations across the globe

How We Help Banking & Financial Services

  • Integrated Risk Management: Align enterprise risk, operational losses, and KRIs with Basel III and AMA frameworks
  • Regulatory Change Tracking: Monitor regulatory shifts and assess downstream impact across policies and controls
  • Audit & SOX Support: Automate control testing and evidence collection to streamline internal audit and SOX compliance
  • Configurable Internal Controls: Centralize controls and improve documentation for internal reviews and external exams
  • Emerging Risk Identification: Use AI monitoring to detect threats like cyberattacks, sanctions shifts or third-party disruptions
  • Third-Party Oversight: Assess and monitor third party regulatory exposure across the full vendor lifecycle
Banking

Modules That Power The Solution

Enterprise & Operational Risk

Identify, assess, and manage risk across your enterprise.

  • Centralize risk data and controls
  • Automate assessments and reporting
  • Track ownership and risk scoring

Horizon Scanning

Identify emerging risks before they impact your business.

  • Monitor global sources for early signals
  • Surface risks with dynamic scoring
  • Inform timely, strategic decisions

Internal Audit

Drive assurance and accountability with streamlined internal audits.

  • Plan and scope audits with confidence
  • Centralize documentation and workflows
  • Track findings through to resolution

Internal Controls

Reinforce risk mitigation with tested, auditable, and accountable controls.

  • Automate testing and evidence collection
  • Link controls to risks and findings
  • Streamline SOX compliance and audit readiness

Regulatory Compliance

Stay ahead of regulations with real-time compliance oversight.

  • Monitor and implement regulatory changes
  • Map requirements to risks and controls
  • Automate workflows and audit tracking

Third-Party Risk

Manage third-party risk with control, speed, and visibility.

  • Centralize onboarding, monitoring, and oversight
  • Integrate external risk intelligence sources
  • Extend training and policies to vendors

“Offers a broad range of GRC capabilities: internal control, risk management, recommendation management, etc., all of these integrating seamlessly. The reporting functionalities are extensive offering management the information they need for decision-making.”

Jolien S, Risk Manager - Insurance

Ready to start your risk
management program?

  • Manage change and reassure regulators
  • Identify and measure for better decisions
  • Monitor, measure and manage
  • Automate and centralize