Bank Enterprise Compliance Risk Management

Intense regulatory expectations in banking require integrated and effective compliance. Reduce risk, maximize resources, and stay audit-ready using the only investment management compliance software solution purpose-built for bank and financial sector.

See it in Action

The leading provider of risk and compliance solutions
for the Banking industry

Sutter Health
Alliance RX
Anthem
Saint Lukes
Mercy Health
SAI360 for Healthcare Compliance Dashboard

Monitor Legal & Regulatory Change

Stay ahead of evolving laws, regulations, and compliance obligations.

  • Monitor evolving compliance and state-level changes in real time
  • Automate impact assessments and assign accountability across teams
  • Track compliance actions with full visibility and audit-ready documentation

Strengthen Policy & Incident Response

Ensure frontline teams adhere to current regulatory and internal policies, responding to compliance and operational incidents in a consistent, controlled, and audit-ready manner.

  • Centralize policies for AML, KYC, GDPR, and FATCA with versioning and attestations
  • Capture, triage, and resolve incidents including privacy breaches and safety events
  • Track trends across facilities to address systemic risks and improve outcomes
SAI360 for Healthcare Compliance Dashboard

Modules That Makes Effective Compliance Risk Management in Banks

Conflicts of Interest

Identify and resolve conflicts of interest before they escalate.

  • Streamline disclosure and resolution workflows
  • Automate monitoring for high-risk activities
  • Maintain auditable trail of submissions

Ethics & Compliance Training

Deliver engaging and impactful training aligned to policies and risks

  • Deliver engaging, role-based content
  • Support global languages and formats
  • Track completion and participation metrics

Gifts & Hospitality

Promote transparency and compliance in gift and hospitality exchanges.

  • Automate approvals with policy-aligned workflows
  • Submit and track gifts in one place
  • Monitor trends with dashboards and reports

Incident Management

Strengthen incident capture and response with automated workflows.

  • Capture all incident types for holistic view
  • Investigate quickly with configurable workflows
  • Correlate trends to risks for proactive action

Policy Management

Centralize and automate your end-to-end policy lifecycle.

  • Streamline creation, approvals, and tracking
  • Link policies to compliance and risk
  • Integrate with training, disclosures, and reporting

Regulatory Compliance

Stay ahead of regulations with real-time compliance oversight.

  • Monitor and implement regulatory changes
  • Map requirements to risks and controls
  • Automate workflows and audit tracking

Ready to modernize compliance risk in banking?